IN THE WORKERS' COMPENSATION
COURT OF THE STATE OF MONTANA
2004 MTWCC 15
WCC No. 2000-0201
ANN BUSTELL
Petitioner
vs.
AIG CLAIMS SERVICE,
INCORPORATED
and
THE INSURANCE COMPANY
OF PENNSYLVANIA
Respondents/Insurers.
ORDER DENYING RESPONDENT'S
REQUEST TO SUPPLEMENT RECORD
Summary:
Following a judgment determining attorney fees due the petitioner, the
petitioner filed an appeal with the Montana Supreme Court. On the same
day of the appeal, she designated the record for appeal, stating that
transcripts of the trial and other hearings were unnecessary to the issues
she intended to pursue on appeal. Two months later, following the mediation
required by the Rules of Appellate Procedure, she again filed a statement
designating the record on appeal, repeating her original statement that
transcripts of the trial and other hearings were unnecessary to the issues
she intended to pursue on appeal. Only after the second statement did
the respondent demand that petitioner/appellant supplement the record
with a transcript of the evidentiary hearing regarding attorney fees.
Held:
The request for supplementation of the record on appeal is governed by
Rule 9 of the Rules of Appellate Procedure. Respondent's request to supplement
the record is untimely under the rules and is therefore denied.
Topics:
Appeals (to Supreme
Court): Record on Appeal. Under Rule 9 of the Rules of Appellate
Procedure the appellate must designate what portions of the transcript
below, if any, are necessary to the appeal. Respondent then has ten
days to demand that other transcript portions be included. An untimely
request to supplement the record must be denied.
¶1 The petitioner in this matter
has appealed this Court's decision regarding attorney fees. The matter
presently before the Court is respondent's motion asking the Court to
order the petitioner "to include the transcript of the evidentiary hearing
held on May 13, 2003 as part of the record on appeal." (Respondent's Notice
to Appellant of Intent to Procure an Order Supplementing the Record at
1-2.)
¶2 The salient facts are as
follows:
¶2a On November 14, 2003,
this Court filed its Decision and Judgment for Attorney Fees. Bustell
v. The Insurance Company of Pennsylvania, 2003 MTWCC 66.
¶2b On December 12, 2003,
petitioner filed her Notice of Appeal from the decision and judgment.
¶2c On the same day - December
12, 2003, petitioner filed a Description of Necessary Transcript in
which she stated, "The transcript of the trial and other hearings held
are unnecessary and the Appellant intends to exclude these from the
record." (Description of Necessary Transcript at 1.)
¶2d The mediation required
by Rule 54 of the Rules of Appellate Procedure was held on February
11, 2004.
¶2e On February 18, 2004,
the petitioner filed another Description of Necessary Transcript in
which she again stated, "The transcript of the trial and other hearings
held are unnecessary and the Appellant intends to exclude these from
the record." (Description of Necessary Transcript at 1.)
¶2f On February 24, 2004,
respondent filed Respondent's Notice to Appellant of Intent to Procure
an Order Supplementing the Record. In that filing, respondent moved
"the Court for an Order requiring Appellant to include transcript of
the evidentiary hearing held on May 13, 2003 as part of the record on
appeal." (Respondent's Notice to Appellant of Intent to Procure an Order
Supplementing the Record at 1-2.)
¶3 The respondent's request
to supplement the record is governed by the Rules of Appellate Procedure,
specifically Rule 9. Rule 9 governs the record on appeal. With respect
to transcripts, it provides in relevant part:
. . . .
(b) The Transcript
of Proceedings--Duty of Appellant to Order--Notice to Respondent if
Partial Transcript Is Ordered--Costs of Producing. Absent a
stipulation filed with the clerks of the supreme court and the district
court pursuant to Rule 54(c), within 10 days after filing the notice
of appeal the appellant shall order from the reporter a transcript of
all of the proceedings not already on file for inclusion in the record.
The order shall be in writing and within the same period a copy shall
be filed with the clerk of court. Any attorney who orders a transcript
of the evidence shall be personally liable for the payment of the costs
of the transcript.
If the appellant determines,
on the basis of the issues raised on appeal, that the entire transcript
is not necessary, the appellant shall, within the 10 days above provided
order only such parts of the proceedings not already on file as the
appellant deems necessary and also file and serve on the respondent
a description of the parts of the transcript which the appellant determines
to be unnecessary and which it intends to exclude from the record along
with a statement of the issues which appellant intends to present on
the appeal. If the respondent deems a transcript of the parts of the
proceedings to be excluded to be necessary, the respondent shall within
10 days after such filing and service order such parts from the reporter
or file and serve notice on the appellant in writing of respondent's
intention to procure, at a date, time and place certain within 10 days
of such notice, an order from the district court requiring the appellant
to so do.
. . . .
As applied to this case, the
appellant (petitioner below), served her notice of her notice of her intent
to exclude transcripts of any hearings upon the respondent on December
11, 2003. Under Rule 9, respondent had ten days thereafter to file its
request to expand the record. Rule 54 of the Rules of Appellate Procedure
do not extend that time. Rule 54(c) specifically provides:
(c) Supplementary
Process. The process required by this rule shall be supplementary
to, and have no effect on, the parties' duties, obligations and time
requirements otherwise provided for in these rules; provided, however,
that the parties may, by stipulation filed with the clerk of the district
court, hold the time requirements of other rules in abeyance pending
completion of the process required by this rule. In the event the district
court record has been transmitted to the supreme court, the parties
shall file their stipulation with the clerk of the supreme court.
No stipulation was filed which
would extend the time regarding designation of the record.
¶4 Respondent therefore failed
to timely demand supplementation of the record. The petitioner/appellant's
February 18, 2004 notice was redundant and superfluous. It did not extend
the time for respondent to file its request.
ORDER
¶5 Respondent's request to
order petitioner/appellant to supplement the record on appeal by ordering
a transcript of an evidentiary hearing held on May 13, 2003, is untimely
and is therefore denied.
DATED in Helena, Montana,
this 25th day of February, 2004.
(SEAL)
\s\ Mike
McCarter
JUDGE
c: Mr. Paul E. Toennis - U.S.
Mail and Faxed
Mr. Donald R. Herndon - U.S. Mail and Faxed
Submitted: February 24, 2004
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